Comprehensive Compliance Solutions
Key Bridge Compliance provides customized, compliant, cost effective and efficient solutions to the mounting regulatory requirements facing RIA companies today
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years of financial services experience
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RIA Firms have chosen us
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billion in assets managed by our clients
Our mission is to empower RIAs to focus on their business and their clients
Key Bridge Compliance LLC was founded by a team of veteran compliance professionals dedicated to helping Registered Investment Advisers navigate the complex regulatory landscape.
With broad industry experience and a culture of continuous learning, we guide our clients past compliance-related risks every day. We also are dedicated to consistently outstanding personal service. We believe our clients should truly enjoy their interactions with us. We strive to become a trusted extension of every team we have the opportunity to serve.
Our values
At Key Bridge Compliance, we partner with investment advisers who want to focus their time and resources on running and growing their business rather than ever-evolving rules and regulations. Our mission is to make the lives of our clients better by allowing them to focus on the tasks that they enjoy.
Many RIA firms can achieve better compliance results through outsourcing for three primary reasons:
Effectiveness
Compliance officers can perform at their peak surrounded and supported by others in their field. Compliance professionals thrive in a setting that fosters knowledge sharing, collegial support and advancement opportunities. Working as a cohesive unit we develop and share best practices, and apply them across our entire client base.
Cost
A cyclical compliance calendar makes efficient staffing nearly impossible. A dedicated CCO must be prepared for a heavy workload during critical periods, but at other times may be an underutilized cost center. And when the workload is most intense – e.g., during a regulatory examination – it is difficult to ramp up capacity temporarily.
Perspective
Many in-house CCOs find it challenging to stay ahead of regulatory developments while working alone. They lack the perspective enjoyed by members of a team serving multiple RIA firms. Our clients benefit from the reality that the new regulation vexing one firm today will likely impact the others before long.
Key Bridge Compliance offers three service levels:
No robots, just Humans
