RIA Compliance | Key Bridge Compliance

KEY BRIDGE

COMPLIANCE

COMPREHENSIVE COMPLIANCE SOLUTIONS

ABOUT US

Key Bridge Compliance LLC was founded by a team of veteran compliance professionals dedicated to helping Registered Investment Advisers navigate the complex regulatory landscape. Our mission is to empower RIAs to focus on their business and their clients.

With broad industry experience and a culture of continuous learning, we guide our clients past compliance-related risks every day. We also are dedicated to consistently outstanding personal service. We believe our clients should truly enjoy their interactions with us. We strive to become a trusted extension of every team we have the opportunity to serve.

HOW WE SERVE OUR CLIENTS

Key Bridge Compliance offers offer three service levels:

Outsourced Chief Compliance Officer

Compliance Back Office Support

Compliance Consulting

WHY OUTSOURCE?

Every RIA firm needs rock solid compliance. Because there’s no room for compromise, one or more individuals must be dedicated to doing the job properly. Many RIA firms can achieve better compliance results through outsourcing, for three primary reasons:

Effectiveness - Compliance officers can perform at their peak surrounded and supported by others in their field. Compliance professionals thrive in a setting that fosters knowledge sharing, collegial support and advancement opportunities. Working as a cohesive unit, we develop and share best practices, and apply them across our entire client base.

Perspective - Many in-house CCOs find it challenging to stay ahead of regulatory developments while working alone. They lack the perspective enjoyed by members of a team serving multiple RIAs. Our clients benefit from the reality that the new regulation vexing one firm today will likely impact the others before long.

Cost -  A cyclical compliance calendar makes efficient staffing nearly impossible. A dedicated CCO must be prepared for a heavy workload during critical periods, but at other times may be an underutilized cost center. And when the workload is most intense – e.g., during a regulatory examination – it is difficult to ramp up capacity temporarily.

For the reasons described above, clients of Key Bridge recognize our ability to raise the quality of their compliance program while reducing total costs and freeing them to focus on serving their clients and growing their business.