Comprehensive Compliance Solutions

Key Bridge Compliance provides customized, compliant, cost effective and efficient solutions to the mounting regulatory requirements facing RIA companies today

0+

years of financial services experience

0+

RIAs have chosen us

$0+

billion in assets our clients manage

Our mission is to empower RIAs to focus on their business and their clients

Key Bridge Compliance LLC was founded by a team of veteran compliance professionals dedicated to helping Registered Investment Advisers navigate the complex regulatory landscape.

With broad industry experience and a culture of continuous learning, we guide our clients past compliance-related risks every day. We also are dedicated to consistently outstanding personal service. We believe our clients should truly enjoy their interactions with us. We strive to become a trusted extension of every team we have the opportunity to serve.

Get in Touch
chess_item_1-image chess_item_1-image chess_item_1-image chess_item_1-image chess_item_1-image chess_item_1-image
chess_item_2-image chess_item_2-image chess_item_2-image chess_item_2-image chess_item_2-image chess_item_2-image chess_item_2-image chess_item_2-image

Our values

At Key Bridge Compliance, our service-driven compliance professionals are passionate about partnering with entrepreneurs to provide tailored compliance solutions designed with extensive technical expertise to deliver optimal regulatory outcomes, leverage their existing resources, and empower them to accelerate the growth of their business.

Get in Touch

Many RIA firms can achieve better compliance results through outsourcing for three primary reasons:

Effectiveness

Compliance officers can perform at their peak surrounded and supported by others in their field. Compliance professionals thrive in a setting that fosters knowledge sharing, collegial support and advancement opportunities. Working as a cohesive unit we develop and share best practices, and apply them across our entire client base.

Cost

Compliance officers can perform at their peak surrounded and supported by others in their field. Compliance professionals thrive in a setting that fosters knowledge sharing, collegial support and advancement opportunities. Working as a cohesive unit we develop and share best practices, and apply them across our entire client base.

Perspective

Compliance officers can perform at their peak surrounded and supported by others in their field. Compliance professionals thrive in a setting that fosters knowledge sharing, collegial support and advancement opportunities. Working as a cohesive unit we develop and share best practices, and apply them across our entire client base.

No robots, just Humans

1 /

Our Team

Alexander Morris

Alexander Morris

Learn more

Amy D'Avella

Amy D'Avella

Compliance Officer & Policy Counsel

Learn more

Alisha Dowell

Alisha Dowell

Chief Compliance Officer

Learn more

Ashley Hatt

Ashley Hatt

Chief Compliance Officer

Learn more

Brian Dechow

Brian Dechow

Compliance Intern

Learn more

Cheryl Leibowitz

Cheryl Leibowitz

Compliance Officer

Learn more

Chris Payne

Chris Payne

Managing Director, Chief Compliance Officer

Learn more

David Littleton

David Littleton

Learn more

Ian Meiksins

Ian Meiksins

Chief Operating Officer

Learn more

Jamie Cahal

Jamie Cahal

Compliance Officer

Learn more

Justine Buckingham

Justine Buckingham

Compliance Officer

Learn more

Kaley Mitts

Kaley Mitts

Compliance Officer

Learn more

Matthew A. Swendiman

Matthew A. Swendiman

Chief Executive Officer

Learn more

Morgan Grace Milburn

Morgan Grace Milburn

Content Marketing Coordinator

Learn more

Roseann Higgins

Roseann Higgins

Chief Compliance Officer

Learn more

Tia Fitzgerald-Jones

Tia Fitzgerald-Jones

Compliance Analyst

Learn more

Alexander Morris

Alexander Morris

Learn more

Amy D'Avella

Compliance Officer & Policy Counsel

Learn more

Alisha Dowell

Chief Compliance Officer

Learn more

Ashley Hatt

Chief Compliance Officer

Learn more

Brian Dechow

Compliance Intern

Learn more

Cheryl Leibowitz

Compliance Officer

Learn more

Chris Payne

Managing Director, Chief Compliance Officer

Learn more

David Littleton

Learn more

Ian Meiksins

Chief Operating Officer

Learn more

Jamie Cahal

Compliance Officer

Learn more

Justine Buckingham

Compliance Officer

Learn more

Kaley Mitts

Compliance Officer

Learn more

Matthew A. Swendiman

Chief Executive Officer

Learn more

Morgan Grace Milburn

Content Marketing Coordinator

Learn more

Roseann Higgins

Chief Compliance Officer

Learn more

Tia Fitzgerald-Jones

Compliance Analyst

Learn more

Blog Feed