Chief Compliance Officer

Full time

Job Description

Key Bridge Compliance’s mission is to make the lives of our clients better by allowing them to focus on the tasks that they enjoy and excel at.  To accomplish this mission, we offer the investment adviser community a suite of outsourced compliance solutions tailored to meet their unique needs and business goals.

Since starting in 2019, our firm has more than tripled in size, and our team of compliance professionals is the reason why.  By emphasizing our core values of freedom over formality, effective communication, and teamwork, we have created an empowered team of forward-thinking compliance professionals.

Key Bridge Compliance is currently seeking a Chief Compliance Officer (CCO) to join our growing team. In this role, the CCO, with support from a team of other senior compliance consultants and compliance officers, will either serve as the Outsourced CCO for smaller investment advisers, or as a senior compliance consultant for clients with in-house CCOs.

For this role, we are looking for compliance professionals that have served as a CCO previously and want to 1) work for small, scrappy, quickly growing consulting firm, 2) want a better work-life balance; and/or 3) learn new things by working with investment advisers of all different shapes, sizes, and business models.  This position is also ideal for compliance professionals who serve as a CCO’s “lieutenant” and is looking to take the next step in their career.

To be successful in this role, we have found the following skillset and experience level to be needed.

  • Has 5-10 years’ experience in compliance, specifically working with registered investment advisers.
  • Is comfortable providing guidance to executive and senior level management teams in person, by phone, or through video conference calls.
  • Is already familiar with leading regulatory conducting annual reviews, risk-assessments and external audits, email review, advertising and social media reviews, and portfolio testing. The candidate should also be comfortable with leading regulatory exams and interacting directly with the U.S. Securities Exchange Commission and/or other regulators as necessary.
  • Has the ability to multitask and avoid “tunnel vision”.
  • Has effective communication skills.

This position is ideal for those candidates who:

  • Want a flexible, hybrid work schedule.
  • Value a strong work-life balance.
  • Enjoy working as part of a team and serving as a mentor to other employees.
  • Are intellectually curious and look to continuously learn new things.

Benefits Package

Key Bridge Compliance also seeks to offer a unique and competitive compensation and benefits package, including:

  • Unlimited PTO. To promote a healthy work life balance, our employees are entitled to unlimited PTO. You will be encouraged to take at least two weeks of paid time off (PTO) per year in addition to holidays observed by the company and be eligible to take PTO immediately upon hire.
  • Paid sabbatical leave. We encourage all of our employees to travel, serve their community, and pursue their personal interests outside of work. To give you the ability to fulfill your personal goals, you will be eligible for paid sabbatical leave every 5 years of employment with the firm.
  • Paid parental leave.  To support our employees during one of life’s biggest changes, we offer our employees 12-weeks paid parental leave connected to the birth of an employee’s child or the placement of an adopted child within an employee’s home. You will be eligible for this benefit after you have been employed by the company for at least six months.
  • Growth and learning. We are committed to giving our employees the opportunities to build new skills, helping both them and KBC become more valuable in the marketplace. Each calendar year, you will be given a budget to invest annually in your personal growth & development.
  • Retirement planning. We encourage all of our employees to plan and save for their retirement. You will be eligible to participate in the KBC sponsored 401(k) plan within 60 days following the start of your employment. KBC will make a safe harbor matching contribution equal to 100% of the first 4% of eligible pay that you contribute to the plan.
  • Health & Wellness. We are committed to the health and wellness of our employees and their families. We are pleased to offer employees the option to choose the benefits that apply to them. The standard benefits are described below, but there are a number of other options available to you:
    • Health Insurance. KBC offers a company sponsored health insurance plan through DC Health Link. KBC will cover 100% of your health insurance premiums up to $650/month.
    • Dental Insurance. KBC also offers a company sponsored dental insurance plan. KBC will cover 50% of your dental insurance premiums.
    • Vision Insurance. KBC also offers a company sponsored vision insurance plan. KBC will cover 100% of employee only insurance premiums.

 

Compensation Range: $100,000 – $130,000 base salary.

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