Newsroom
This page contains media resources for journalists and editors covering RIA compliance, SEC regulation, and the wealth management industry. For interviews, expert commentary, or background, the Key Bridge Compliance team can respond quickly. For time-sensitive requests, email is the fastest route and we aim to respond same day.
Media Contact
Alex Hanavan
ahanavan@kbc.team
(859) 320-7468
About Key Bridge Compliance
Key Bridge Compliance is a boutique compliance consulting firm that helps SEC- and state-registered investment advisers meet their regulatory obligations across the full advisory lifecycle. Founded in 2019 and based in Cincinnati, OH, the firm partners with RIAs nationwide, from breakaway advisors building their first compliance program to established wealth and asset managers refining theirs. In a space increasingly served by commoditized, software-led solutions, Key Bridge brings a relationship-driven model built on regulatory depth, responsiveness, and a genuine stake in each client’s success.
Fast Facts
Firm | Key Bridge Compliance |
Founding | 2019 |
Main Office | |
Leadership | Matt Swendiman, Chief Executive Officer |
What We Do | Regulatory compliance consulting for RIAs, including registration, ongoing compliance programs, risk assessments, mock SEC exams, examination stewardship and response, marketing rule review, Form ADV and Firm Brochure review and preparation, Code of Ethics administration, and more |
Who We Serve | SEC- and state-registered investment advisers nationwide, including breakaway advisors, wealth managers, and asset managers |
Geographic Reach | 125+ clients nationwide representing $175B in AUM |
Website |
Media Assets
Available for download: