SEC’s Proposed Amendments to Advertising Rule
Authors: Alisha Dowell & Chris Payne On November 4, 2019, the United States Securities and Exchange Commission (the “SEC”) announced its long-promised changes to the…
Author: Key Bridge Compliance
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The Effect of Zero Dollar Commissions on Wrap Fee Programs
Author: Kaley Mitts & Chris Payne On October 1st, Charles Schwab and TD Ameritrade announced they will reduce their commissions on U.S. stocks, exchange-traded funds…
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Chris Payne Named Managing Director of Key Bridge Compliance
Key Bridge Compliance is excited to announce the promotion of our colleague Chris Payne to Managing Director. Chris joined Key Bridge Compliance in August as…
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Regulation Best Interest (Reg BI) Update
Authors: Jay Kasting and Chris Payne What is Regulation Best Interest On June 5th, 2019, the Securities & Exchange Commission (SEC) finally unveiled the much…
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